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Equivalent-linear method

RSL III implements the equivalent-linear method of Idriss-Seed (1968, 1970), the industry standard for 1D site response analysis in the frequency domain.

Basic idea

Real soil is non-linear: G and ξ depend on γ_max reached during the earthquake. A truly non-linear analysis solves the equation of motion step-by-step in the time domain, with complex hysteretic constitutive laws.

The equivalent-linear approach is a practical compromise:

  1. Solve a linear analysis in the frequency domain (simple and fast)
  2. Estimate γ_max in each layer
  3. Update G and ξ to the "secant" corresponding to γ_eff = 0.65 · γ_max
  4. Re-solve the linear analysis with the new G and ξ
  5. Iterate until convergence

The γ_eff = 65% of γ_max is an empirical approximation to "represent" the average effect of non-linearity over the entire cyclic history.

Calculation scheme

Step 1 — Discretisation

The stratigraphic column is discretised into N sub-layers of thickness Δh. Criterion to avoid aliasing at high frequencies:

\[ \Delta h \leq \frac{V_s^{\min}}{4 \cdot f_{\max}} \]

with f_max = 25 Hz (default). For Vs minimum = 100 m/s → Δh ≤ 1 m.

RSL III computes Δh automatically; typically discretises into 20-50 sub-layers.

Step 2 — Transfer function

For vertical plane S waves in horizontally stratified columns, the transfer function H(ω) between surface and bedrock is computed with the reflection/transmission coefficients method (Haskell-Thomson, i.e. the propagator matrix method of Aki-Richards):

\[ H(\omega) = \frac{u_{\text{surface}}(\omega)}{u_{\text{bedrock}}(\omega)} \]

where each layer interface generates coefficients r (reflection) and t (transmission) as a function of acoustic impedances Z = ρ · Vs.

For N layers the transformation becomes a product of 2×2 matrices (one per layer). RSL III computes it at ~2000-4000 frequencies of the accelerogram Fourier transform.

Step 3 — Output Fourier spectrum

\[ F_{\text{out}}(\omega) = H(\omega) \cdot F_{\text{in}}(\omega) \]

The inverse Fourier transform gives the surface accelerogram in the time domain.

Step 4 — γ_max estimate

In each sub-layer, given the computed maximum shear τ_max:

\[ \gamma_{\max} = \frac{\tau_{\max}}{G_{\text{secant}}} \]

And hence:

\[ \gamma_{\text{eff}} = 0{,}65 \cdot \gamma_{\max} \]

Step 5 — Update G and ξ

For each sub-layer, read the degradation curves at γ_eff:

  • G_new = G_max · (G/G_max)(γ_eff)
  • ξ_new = ξ(γ_eff)

Step 6 — Convergence

Compare γ_eff(iter) with γ_eff(iter-1). If the maximum variation across all sub-layers is < tolerance (default 0.5%), convergence reached. Otherwise go back to step 2 with the new G and ξ.

Typically converges in 4-8 iterations for standard accelerograms.

Method limitations

1. Average equivalence

γ_eff = 65% of γ_max is a proxy for the average effect. For accelerograms with a single, very isolated peak + low tail (e.g. near-impulsive events) it overestimates non-linearity. For accelerograms with many similar-amplitude cycles (long tail) the estimate is good.

2. Strong-motion non-linearity

For strains γ > 1% the equivalent-linear method becomes inaccurate: heavily strained clays have asymmetric hysteretic behaviour that the secant model does not capture. For extreme shaking (unstable slopes in the Friuli / L'Aquila zone) use non-linear SRA in the time domain.

3. 1D vertical

Assumes vertical propagation of S waves. Does not capture:

  • 2D / 3D topography effects (ridges, valleys)
  • Sedimentary basin effects (lateral reflections)
  • Surface waves (Rayleigh, Love)

For sites with significant topography or marked basin geometry, pair with 2D analysis using Geostru RSL 2D, our dedicated software for two-dimensional site response.

4. Horizontal bedrock

The bedrock-soil interface is assumed horizontal. For strongly inclined bedrock (e.g. slope accumulations) the 1D representation is inadequate.

When to use RSL III (and when not)

Suitable:

  • Seismic microzonation Level 3 studies (ICMS)
  • NTC spectrum vs site spectrum verification for standard design
  • Horizontally stratified granular/cohesive masses with known Vs
  • Moderate intensity seismic events (a_max ≤ 0.4 g, γ_max < 1%)

Not suitable (or requires integration with other tools):

  • Studies on slopes or ridges (need 2D topographic FA)
  • Real-time liquefaction analysis (RSL estimates γ_max but not pore-pressure build-up — use LiquiTer for liquefaction)
  • Highly non-linear events (a_max > 0.6 g, γ > 2%)
  • Deep sedimentary basins with 2D/3D effects

References

  • Idriss I.M., Seed H.B. (1968)Seismic response of horizontal soil layers. JSMFD, ASCE
  • Schnabel P.B., Lysmer J., Seed H.B. (1972)SHAKE: A computer program for earthquake response analysis of horizontally layered sites. EERC Report, UC Berkeley
  • Bardet J.P., Tobita T. (2001)NERA / EERA: Equivalent-linear earthquake site response analyses
  • Kramer S.L. (1996)Geotechnical Earthquake Engineering. Prentice Hall
  • ICMS 2008/2018Indirizzi e Criteri per la Microzonazione Sismica, Italian Department of Civil Protection

See also


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