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Bieniawski & Romana — RMR and SMR

The classifications of Bieniawski (1976) and Romana (1985) constitute the most widely used empirical reference for characterising a rock mass when direct information on strength and deformability is scarce. The latter derives from the former, which for slopes was too conservative.

Bieniawski's classification is based on six parameters measured in the field or in the laboratory:

Parameter Meaning
A1 uniaxial compressive strength \(S_u\) strength of the intact rock
A2 Rock Quality Designation (RQD) degree of fracturing
A3 discontinuity spacing block size
A4 discontinuity conditions persistence, aperture, roughness, alteration, infilling
A5 hydraulic conditions water inflows
A6 discontinuity orientation face/joint correction

From these the Rock Mass Rating (RMR) is obtained and, with Romana's corrections, the Slope Mass Rating (SMR). In practice RMR is differentiated into:

\[ RMR_b = A1 + A2 + A3 + A4 + A5 \qquad RMR_c = RMR_b + A6 \]

that is, basic RMR (without orientation) and corrected RMR.

A1 — compressive strength

\(S_u\) is obtained from the Point Load Test, the Schmidt hammer or the ISRM estimate: see common parameters.

From the ISRM Standard, Bieniawski (1989) assigns to A1:

\(S_u\) (MPa) > 200 100–200 50–100 25–50 5–25 1–5 < 1
A1 15 12 7 4 2 1 0

If \(S_u\) is available from the Point Load test or the Schmidt hammer, the app derives A1 from the continuous equations that interpolate Bieniawski's original charts, for ranges of \(S_u\): ≤ 44.5 · 44.5–93.75 · 93.75–140 · 140–180 · 180–240 · > 240 MPa (above 240 MPa, \(A1 = 15\)). The result is continuous and less subjective than reading off the steps.

A2 — RQD

RQD is obtained from borehole cores or, when these are unavailable, from the number of discontinuities (Palmström, Priest-Hudson): see RQD. A2 is then obtained from the equations that interpolate Bieniawski's charts, for ranges of RQD (≤ 26.5 · 26.5–39 · … · > 90 %).

A3 — spacing

Once the mean spacing \(s\) (mean distance between adjacent discontinuities) has been computed, A3 is obtained from Bieniawski's equations for ranges of \(s\): ≤ 0.2 · 0.2–0.4 · 0.4–0.66 · 0.66–0.94 · 0.94–1.6 · 1.6–2.0 · > 2.0 m.

A4 — discontinuity conditions

Reading A4 from Bieniawski's tables is subjective. It is better to sum five sub-parameters:

\[ A4 = v_1 + v_2 + v_3 + v_4 + v_5 \]

\(v_1\) — Joint persistence

Persistence (m) ≤ 1 1–3 3–10 10–20 > 20
\(v_1\) 6 4 2 1 0

\(v_2\) — Joint aperture

Aperture (mm) Completely closed < 0.1 0.1–1 1–5 > 5
\(v_2\) 6 5 4 1 0

\(v_3\) — Joint roughness

Roughness Very rough Rough Slightly rough Smooth Slickensided
\(v_3\) 6 5 3 1 0

\(v_4\) — Wall alteration

Alteration Unweathered Slightly Moderately Highly weathered Decomposed
\(v_4\) 6 5 3 1 0

\(v_5\) — Discontinuity infilling

Infilling None Hard < 5 mm Hard > 5 mm Soft < 5 mm Soft > 5 mm
\(v_5\) 6 4 2 2 0

A5 — hydraulic conditions

Referred to a 10 m face:

Inflows per 10 m None < 10 l/min 10–25 l/min 25–125 l/min > 125 l/min
Condition Dry Damp Wet Dripping Flowing
A5 15 10 7 4 0

A6 — discontinuity orientation

Correction coefficient according to the work:

Application Very favourable Favourable Fair Unfavourable Very unfavourable
Tunnels 0 −2 −5 −10 −12
Foundations 0 −2 −7 −15 −25

Slopes

For slopes, A6 according to Bieniawski is too conservative: in the calculation Romana's methodology (SMR, below) is used.

RMR classes and characteristic parameters

From the value of \(RMR_c\), 5 classes are identified:

\(RMR_c\) 100–81 80–61 60–41 40–21 ≤ 20
Class I II III IV V
Description Very good Good Fair Poor Very poor

From \(RMR_b\) the characteristic parameters are derived (Bieniawski):

\[ c_p\ [\text{kPa}] = 5 \cdot RMR_b \qquad \varphi_p\ [°] = 0{,}5 \cdot RMR_b + 5 \qquad E\ [\text{GPa}] = 2 \cdot RMR_b - 100 \]

The residual values of cohesion and friction are obtained with an \(RMR_b\) reduced according to Priest (1983):

\[ RMR_b^{res} = RMR_b - 0{,}2 \cdot RMR_b \]

The formula for \(E\) holds for \(RMR > 50\); for lower values Serafim and Pereira (1983) is used:

\[ E = 10^{\frac{RMR - 10}{40}} \quad [\text{GPa}] \]

The GSI (Geological Strength Index) is obtained from:

\[ GSI = RMR - 5 \]

with RMR computed on the first four parameters and dry hydraulic conditions (\(A5 = 15\)); valid for \(RMR > 23\).

Slope Mass Rating (SMR, Romana 1985)

Romana adds to \(RMR_b\) adjustment factors for the relative orientation between discontinuities and face, plus a factor for the excavation method:

\[ SMR = RMR_b + (F_1 \cdot F_2 \cdot F_3) + F_4 \]
  • \(F_1\) depends on the parallelism between the dip directions of the face and of the joints;
  • \(F_2\) refers to the joint dip (planar failure);
  • \(F_3\) retains Bieniawski's relationships for the face/joint dip;
  • \(F_4\) corrects for the excavation method (empirical).

The conditions checked are planar failures and toppling failures; the method has also been extended to wedge failures (Anbalagan et al.).

Factor F~1~

case (Planar \(\alpha_j-\alpha_f\) · Toppling \(\alpha_j-\alpha_f-180°\) · Wedge \(\alpha_i-\alpha_f\)) \(F_1\)
> 30° 0.15
30°–20° 0.40
20°–10° 0.70
10°–5° 0.85
< 5° 1.00

Factor F~2~

Planar \(\beta_j\) · Wedge \(\beta_i\) \(F_2\) (planar/wedge) \(F_2\) (toppling)
< 20° 0.15 1.00
20°–30° 0.40 1.00
30°–35° 0.70 1.00
35°–45° 0.85 1.00
> 45° 1.00 1.00

Factor F~3~

Planar/Wedge \(\beta_j-\beta_f\) Toppling \(\beta_j+\beta_f\) \(F_3\)
> 10° < 110° 0
10°–0° 110°–120° −6
> 120° −25
0°–(−10°) −50
< −10° −60

Factor F~4~ (excavation method)

Method \(F_4\)
Natural slope +15
Presplitting +10
Smooth blasting +8
Normal blasting 0
Poor blasting −8

where \(\alpha_j\) = joint dip direction, \(\alpha_i\) = dip direction of the intersection line (wedge), \(\alpha_f\) = face dip direction, \(\beta_j\) = joint dip, \(\beta_i\) = dip of the intersection line, \(\beta_f\) = face dip.

SMR classes

SMR 100–81 80–61 60–41 40–21 21–0
Class I II III IV V
Description Very good Good Fair Poor Very poor
Stability Completely stable Stable Partially stable Unstable Completely unstable
Failure mode None Possible blocks Along planes or wedges Along planes or large wedges On large planes or roto-translational
Stabilisation None Occasional Systematic Extensive Reprofile the slope

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